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Circulars
SEBI vide Circular dated May 25, 2023 advised RTA's and listed Companies to publish the format of tripartite agreement annexed as Annexure - A in the said circular on their respective websites
Common and simplified norms for processing investor's service requests by RTAs and norms for furnishing PAN, KYC details and Nomination.
Standard Operating Procedures (SOP) for dispute resolution under the Stock Exchange arbitration mechanism for disputes between a Listed Company and/or Registrars to an Issue and Share Transfer Agents (RTAs) and its Shareholder(s)/Investor(s)
Standard Operating Procedures (SOP) for dispute resolution available under the stock Exchange arbitration mechanism for disputes between a listed company and its Shareholder/Investor(s)